Asgard Regulatory Group

Business Services · New York, United States · 1-10 Employees

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Overview

Headquarters

175 Pinelawn Rd Ste 105, Melville, New Y...

Phone Number

(631) 801-2900

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
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ZI Rank
1
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About Asgard Regulatory Group

Asgard Regulatory Group, LLC is a prominent provider of risk management and regulatory compliance support services tailored for broker-dealers, registered investment advisers, private equity firms, transfer agents, and decentralized finance companies. Founded in 2008, the firm focuses on delivering customized compliance solutions and ongoing support to small and medium-sized businesses. Their services include managed support services, outsourced Chief Compliance Officer support, and comprehensive audit and compliance testing. With a team of experienced professionals, Asgard is dedicated to understanding unique client challenges and providing effective compliance strategies.Explore more
Asgard Regulatory Group's Social MediaPopular SearchesAsgard Regulatory Group LLCAsgard LLCAsguard LLCRegulatory Group LLCAsgard ComplianceSIC Code 87,874NAICS Code 54,541Show more

Asgard Regulatory Group Org Chart

PhoneEmail
CF
United States flag for contact location.

Compliance Associate

PhoneEmail
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United States flag for contact location.

IT Specialist

PhoneEmail

PhoneEmail
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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

Asgard Regulatory Group

<$5M
1-10
Private
-
2008
CF
Conor FitzpatrickCompliance Associate
$7.2M
11-50
Private
<$5M
2006
$6.9M
11-50
Private
<$5M
2004
SF
Salvatore FaiaPresident & CEO
<$5M
11-50
Private
-
2013
PS
Patricia SmithActing Chief Financial Officer
<$5M
1-10
Private
-
2010
DD
Deborah DobbsDirector, Compliance
<$5M
1-10
Private
-
2010
KA
Kenneth ArgueRegulatory Compliance and Operational Risk Consultant
Illustration of an envelope

Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Asgard Regulatory Group is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Asgard Regulatory Group is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Asgard Regulatory Group.

Asgard Regulatory Group Tech Stack

A closer look at the technologies used by Asgard Regulatory Group

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Frequently Asked Questions Regarding Asgard Regulatory Group

What is Asgard Regulatory Group's official website?
Asgard Regulatory Group's official website is www.asgardcompliance.com
What is Asgard Regulatory Group's Revenue?
Asgard Regulatory Group's revenue is <$5 Million
What is Asgard Regulatory Group's SIC code?
Asgard Regulatory Group's SIC: 87,874
What is Asgard Regulatory Group's NAICS code?
Asgard Regulatory Group's NAICS: 54,541
How many employees does Asgard Regulatory Group have?
Asgard Regulatory Group has 1-10 employees
What industry does Asgard Regulatory Group belong to?
Asgard Regulatory Group is in the industry of: Business Services, Project Management
What is Asgard Regulatory Group competition?
Asgard Regulatory Group top competitors include: Strategic Compliance Consulting, Hardin Compliance Consulting, Securities Compliance Advisors, Compliance Risk Concepts
What technology does Asgard Regulatory Group use?
Some of the popular technologies that Asgard Regulatory Group uses are: Cloudflare CDN, Squarespace Online Stores, Google Tag Manager, GoDaddy DNS
How do I contact Asgard Regulatory Group?
Asgard Regulatory Group contact info: Phone number: (631) 801-2900 Website: www.asgardcompliance.com
What does Asgard Regulatory Group do?

Asgard Regulatory Group, LLC is a prominent provider of risk management and regulatory compliance support services tailored for broker-dealers, registered investment advisers, private equity firms, transfer agents, and decentralized finance companies. Founded in 2008, the firm focuses on delivering customized compliance solutions and ongoing suppor... t to small and medium-sized businesses. Their services include managed support services, outsourced Chief Compliance Officer support, and comprehensive audit and compliance testing. With a team of experienced professionals, Asgard is dedicated to understanding unique client challenges and providing effective compliance strategies.Read More

What are Asgard Regulatory Group social media links?
Asgard Regulatory Group Linkedin page Asgard Regulatory Group Twitter page Asgard Regulatory Group Facebook page
Is Asgard Regulatory Group a public company?
Asgard Regulatory Group is private company therefore does not currently have an official ticker symbol
See more information about Asgard Regulatory Group

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