Securities Compliance Advisors

Business Services · New York, United States · 1-10 Employees

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Overview

Headquarters

157 Columbus Ave Ste 412, New York City,...

Phone Number

(929) 346-7239

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Jan
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ZI Rank
1
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About Securities Compliance Advisors

Securities Compliance Advisors (SCA) specializes in providing regulatory compliance consulting services to investment advisers, broker dealers, and private funds. Their clients, located throughout the US and Europe, include family offices and institutional and retail investment advisers, all of whom require tailored compliance strategies. SCA's services encompass registration, compliance program development, ongoing support, and regulatory advisory services, addressing the complexities of multiple regulatory environments. The firm aims to integrate compliance into business operations to enhance overall organizational performance.Explore more
Securities Compliance Advisors's Social MediaPopular SearchesSecurities Compliance Advisors LLCSecurities Compliance AdvisorsSIC Code 87,874NAICS Code 54,541Show more

Securities Compliance Advisors Org Chart

CY
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Chief Executive Officer

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BH
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Managing Director, J. D.

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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

Securities Compliance Adv...

<$5M
1-10
Private
-
1996
$7.9M
1-10
Private
-
1999
GT
Gerald TavolinoChief Information Officer
<$5M
11-50
Private
<$5M
1999
DO
Debbie OwensDirector, Compliance, Cams
<$5M
11-50
Private
<$5M
2006
CM
Christopher MortaraVice President - Senior Compliance Consultant
<$5M
11-50
Private
-
2013
N/A
<$5M
1-10
Private
-
2000
JT
Jenyfer TuckerCompliance Associate & Consultant
<$5M
1-10
Private
-
1980
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Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Securities Compliance Advisors is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Securities Compliance Advisors is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Securities Compliance Advisors.

Securities Compliance Advisors Tech Stack

A closer look at the technologies used by Securities Compliance Advisors

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Frequently Asked Questions Regarding Securities Compliance Advisors

What is Securities Compliance Advisors's official website?
Securities Compliance Advisors's official website is www.secadvisors.com
What is Securities Compliance Advisors's Revenue?
Securities Compliance Advisors's revenue is <$5 Million
What is Securities Compliance Advisors's SIC code?
Securities Compliance Advisors's SIC: 87,874
What is Securities Compliance Advisors's NAICS code?
Securities Compliance Advisors's NAICS: 54,541
How many employees does Securities Compliance Advisors have?
Securities Compliance Advisors has 1-10 employees
What industry does Securities Compliance Advisors belong to?
Securities Compliance Advisors is in the industry of: Business Services, Project Management
What is Securities Compliance Advisors competition?
Securities Compliance Advisors top competitors include: InvestmentCare Consulting Group, Capital Markets Compliance, AdvisorAssist, CodeMap
What technology does Securities Compliance Advisors use?
Some of the popular technologies that Securities Compliance Advisors uses are: WordPress.org, reCAPTCHA, PHP, Cloudflare Website Optimization
How do I contact Securities Compliance Advisors?
Securities Compliance Advisors contact info: Phone number: (929) 346-7239 Website: www.secadvisors.com
What does Securities Compliance Advisors do?

Securities Compliance Advisors (SCA) specializes in providing regulatory compliance consulting services to investment advisers, broker dealers, and private funds. Their clients, located throughout the US and Europe, include family offices and institutional and retail investment advisers, all of whom require tailored compliance strategies. SCA's ser... vices encompass registration, compliance program development, ongoing support, and regulatory advisory services, addressing the complexities of multiple regulatory environments. The firm aims to integrate compliance into business operations to enhance overall organizational performance.Read More

What are Securities Compliance Advisors social media links?
Securities Compliance Advisors Linkedin page
Is Securities Compliance Advisors a public company?
Securities Compliance Advisors is private company therefore does not currently have an official ticker symbol
See more information about Securities Compliance Advisors

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